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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2020-01-30
PA RA APPROVED 2015-12-04
TX RA APPROVED_RES 2015-12-04
  • DE RA
    APPROVED
    Since 2020-01-30
  • PA RA
    APPROVED
    Since 2015-12-04
  • TX RA
    APPROVED_RES
    Since 2015-12-04

Branch Locations

4001 Kennett Pike Suite 220, Greenville, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Louis MO 12/2015 Present
Previous Registrations
  • 2009-04-14 → 2015-12-04
    Barclays Capital Inc.
    New York, NY
    New York, NY
Other Businesses

1. Legal Name: N/A; Notary Public; Notarizing Signatures; affiliation started 12/07/2015; 0 hours per day; during securities trading hours; Not investment-related. 2. KAU Little League; 873 East Baltimore Pike, PMB 472 Kennett Square PA 19348; Provide a positive youth sports environment for children throughout our local community; Board Member; Assist in maintaining and running the local little league; 01/13/2025; 1 hr/week; Not During Security Trading Hours; Not Investment-Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-30
S63 Uniform Securities Agent State Law Examination 1994-09-28
  • S65 Uniform Investment Adviser Law Examination
    1995-11-30
  • S63 Uniform Securities Agent State Law Examination
    1994-09-28
Designations
Other Names
  • Robert Budakian

View on SEC IAPD

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