Nancy C Neal

Current Employers

Employment History

• 07/2016 → 05/2020
  Fidelity Brokerage Services Llc
  Los Angeles, CA
• 06/2020 → 03/2025
  Citigroup
  Costa Mesa, CA
• 04/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beverly Hills, CA

Previous Registrations

• 2020-09-05 → 2025-04-03
  Citigroup Global Markets Inc.
  Los Angeles, CA
  Costa Mesa, CA
  Beverly Hills, CA
  Manhattan Beach, CA
• 2010-10-18 → 2016-07-08
  Citigroup Global Markets Inc.
  Los Angeles, CA
• 2009-09-03 → 2010-09-27
  Wells Fargo Investments, Llc
  El Segundo, CA
• 2007-05-29 → 2009-09-16
  Citigroup Global Markets Inc.
  Los Angeles, CA
• 2002-01-14 → 2007-05-29
  Citicorp Investment Services
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

I*: 2389319Entity Type: For ProfitName: PNR-SM LLCInvestment Related: NoAddress: Hermosa Beach, CAStart Date: 6/16/2018Title: Limited PartnerHours Devoted: 2 hrs mthlyHours Devoted during trading hours: 0Duties: Hold cash, real estate, LP interests, and an equity position I*: 2389323Entity Type: For ProfitName: PN-SM LLCInvestment-related: NoAddress: Hermosa Beach, CA;Start Date: 1/6/2022Title: MemberHours Devoted: 2 hrs mthlyHours Devoted during trading hours: 0Duties: Hold real estate interests (i.e. passive real estate LP interests and/or funds) I*2396260, Entity Type: , Name of OBA: C Family Trust , Address: Pacific Palisades , California, 90272, Investment Related: N, Position, Title, Association: , Employee State Date: 17-Apr-2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2761265, Entity Type: Entity Charitable, Name of OBA: School on Wheels , Address: Ventura , California, 93002, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 10/01/2025, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: As a board member, I will be responsible for strategy meetings, participating in organizing fundraisers, helping at the SOW facilities and any other activities that further their goals. School on Wheels volunteers provide free tutoring and mentoring to children from kindergarten through twelfth grade living in shelters, motels, vehicles, group foster homes, and the streets of Southern California. I*3662267, Entity Type, Name of OBA: N C N TTEE FBO C N IRREVOC TRUST Address: Manhattan BeachCalifornia90266 Investment Related: No Position, Title, Association: Trustee Employee Start Date:02/15/2026 No Hours: 1 monthy No Hours during trading: 0 Duties: I*3650306, Entity Type, Name of OBA: N C N TTEE FBO A A N IRREVOC TRUST Address: Manhattan BeachCalifornia90266 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 02/15/2026 No Hours: 1 monthy No Hours during trading: 0 Duties:

Exams

• S66 Uniform Combined State Law Examination
  2020-09-04
• S65 Uniform Investment Adviser Law Examination
  2001-08-20
• S63 Uniform Securities Agent State Law Examination
  1995-12-12

Other Names

• Nancy Ann Citron
• Nancy Ann Citron
• Nancy Ann Citron Neal
• Nancy Citron Neal