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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-04-05 |
| TX | RA | APPROVED | 2023-04-05 |
Branch Locations
14321 N. Northsight Boulevard, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Scottsdale | AZ | 01/2023 | Present |
| Rocket Mortgage | Phoenix | AZ | 10/2004 | 05/2022 |
| Unemployed | Anthem | AZ | 05/2022 | 01/2023 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 01/2023 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-04 |
| S65 | Uniform Investment Adviser Law Examination | 2001-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-30 |
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