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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2021-11-15
  • ND RA
    APPROVED
    Since 2021-11-15

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

125 Main Street Ste 207, Williston, ND 58801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Williston ND 01/2016 11/2021
Personal Wealth Partners Llc Williston ND 01/2016 11/2021
Kestra Investment Services, Llc Williston ND 11/2021 Present
Kestra Advisory Services Llc Williston ND 11/2021 Present
  • 01/2016 → 11/2021
    Lpl Financial, Llc
    Williston, ND
  • 01/2016 → 11/2021
    Personal Wealth Partners Llc
    Williston, ND
  • 11/2021 → Present
    Kestra Investment Services, Llc
    Williston, ND
  • 11/2021 → Present
    Williston, ND
Previous Registrations
  • 2016-03-22 → 2021-11-15
    Personal Wealth Partners Llc
    Williston, ND
    Bloomington, MN
  • 2014-03-11 → 2015-09-02
    Fargo, ND
    Grand Forks, ND
  • 2013-01-07 → 2013-12-20
    Capital Financial Services, Inc.
    Kenmare, ND
    Minot, ND
  • 2006-05-25 → 2006-10-20
    Chase Investment Services Corp.
    Bedford, TX
Other Businesses

1. 03/23/2016; Personal Wealth Partners, LLC; Registered Investment Advisor Hybrid; (Hybrid) Personal Wealth Partners, LLC; INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 1/19/2016; TIME SPENT 20% 2. 6/18/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/01/2018 - 1 Hour Per Month During Securities Trading. 3. 6/21/2018 - No Business Name - Not Investment Related - Kenmare, ND 58746 - Real Estate Rental - Started 02/01/2016 - 1 Hours Per Month/0 Hours During Securities Trading - Own a building that is part condo and part office. 4. 10/26/2018 - Personal Wealth Partners, LLC - Not Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:10/01/2018 - 200 Hours Per Month/6 Hours During Trading. Business Name: KESTRA ADVISORY SERVICES POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 11/12/2021 ADDRESS: 5707 Southwest Parkway Building 2 Ste. 400, Austin TX 78735 DESCRIPTION: Provide clients advisory business Business Name: ELKHORN FINANCIAL INC. POSITION: President NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/03/2023 ADDRESS: 125 Main St., Suite 207, Williston ND 58801 DESCRIPTION: I am going to offer long term care, life insurance and fixed annuities to my clients. Business Name: ELKHORN FINANCIAL POSITION: President NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 11/12/2021 ADDRESS: 1905 2nd Ave E, Williston ND 58801 DESCRIPTION: I will be the sole advisor to manage assets and assist clients in their overall financial planning process. Business Name: GARY RYBERG POSITION: Sole Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 11/01/2012 ADDRESS: 26 2nd St NW, Kenmare ND 58746, United States DESCRIPTION: I rent out a office/condo building that I own.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-28
S63 Uniform Securities Agent State Law Examination 1998-09-16
  • S66 Uniform Combined State Law Examination
    2006-08-28
  • S63 Uniform Securities Agent State Law Examination
    1998-09-16
Designations

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