Alfred Charles Walsh

Employer firm

Malaga Cove Capital, LLC CRD 146959

$311M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Malaga Cove Capital, Llc

425 Via Corta Suite 303, Palos Verdes Estates, CA 90274 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-02-14
TX	RA	APPROVED_RES	2008-05-30

CA RA
APPROVED

Since 2025-02-14
TX RA
APPROVED_RES

Since 2008-05-30

Branch Locations

425 Via Corta Suite 303, Palos Verdes Estates, CA 90274 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Malaga Cove Capital, Llc	Palos Verdes Estates	CA	05/2008	Present

05/2008 → Present

Malaga Cove Capital, Llc

Palos Verdes Estates, CA

Previous Registrations

1997-07-08 → 2008-06-13

Citigroup Global Markets Inc.

Rolling Hills Estates, CA

Rolling Hills, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-09-13
S65	Uniform Investment Adviser Law Examination	1994-09-13

S63 Uniform Securities Agent State Law Examination

1994-09-13
S65 Uniform Investment Adviser Law Examination

1994-09-13

View on SEC IAPD

Employer firm

Current Employers

Malaga Cove Capital, Llc

Disclosures

Employment History

Previous Registrations

Exams

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