David Mitchell Rivlin

Current Employers

Employment History

• 10/1992 → Present
  Rivlin, Lichter & Feldman, Pc
  Owings Mills, MD
• 12/2010 → 12/2016
  Lpl Financial Llc
  Owings Mills, MD
• 12/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 12/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2010-12-15 → 2017-01-20
  Lpl Financial Llc
  Owings Mills, MD
  Baltimore, MD
• 2006-01-30 → 2010-12-21
  1St Global Advisors Inc
  Owings Mills, MD

Other Businesses

1) CIRA, IAR since 12/1/16, 35 hours weekly, 5 hours during trading. 2) Insurance agent, David M Rivlin, 300 Redland Court, Ste 212, Owings Mills, MD 21117, Agent since 12/1/16, 5 hours monthly, 1 hour during trading. 3) The Heyman Family Trust, 300 Redland Court, Ste 212, Owings Mills, MD 21117, trustee sinde 12/1/16, 4 hours monthly, 1 hour during trading. 4) The Abraham & Rebecca Heyman Foundation, Inc., Chairman and Treasurer since 12/1/16, 5 hours yearly, no hours during trading. 5)The Rivlin Group, PC, 300 Redland Court, Ste 212, Owings Mills, MD 21117, owner/CPA since 12/1/16, investment related, 40 hours weekly, 8 hours during trading. 6.EMMASSON, 1320 ELLSWORTH INDUSTRIAL BLVD NW C-100, ATLANTA, GA, 6/2017 AS BOARD MEMBER . INV REL - 25/WK - 5/TRADING. 7.CONNECT MARYLAND INV, 300 REDLAND CT, STE 212, OWINGS MILLS, MD, 12/2016 AS SECRETARY/TREASURER. NIR - 5/YR - 0/TRADING. 8.CANCER CURE MED LLC, 300 REDLAND CT STE 212, OWINGS MILLS, MD, 12/2016 AS PASSIVE OWNER/REGISTERED AGENT. LLC PLANS TO RESEARCH, DEVELOP, MARKET, & DISTRIBUTE THERAPEUTIC MEDICINES FOR THE TREATMENT OF CANCER. NIR - 1/YR - 0/TRADING. 9.TRUSTEE FOR IRREVOCABLE TRUST FBO ERIK O., OWNINGS MILLS, MD, 12/2016. INV REL - 2/YR - 0/TRADING. 10.TRUSTEE FOR IRREVOCABLE TRUST FBO HEATHER O., OWNINGS MILLS, MD, 12/2016. INV REL - 2/YR - 0/TRADING. 11.TRUSTEE FOR 2010 DAVID O. INSURANCE TRUST AGREEMENT, OWNINGS MILLS, MD, 12/2016. INV REL - 1/YR - 0/TRADING. 12.SIMPLEX TRADING COMPANY, 702 W LAKE AVE, BALTIMORE, MD, 12/2016 AS SECRETARY OF BUSINESS. PREPARES TAX RETURN FOR COMPANY. INV REL - 4/YR - 0/TRADING. 13.THE MOSAIC GROUP, INC, 702 WEST LAKE AVE, BALTIMORE, MD, CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, 05/08/20, NIR, 2/WK- 2/TRADING 14.PIKESVILLE HIGH SCHOOL MUSIC BOOSTERS, 7621 Labyrinth Road, Pikesville MD 21208-4411, United States, 01/01/1999, Resident Agent, Administrative, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-12-17
• S65 Uniform Investment Adviser Law Examination
  2005-02-05