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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-11
KY RA APPROVED 2016-03-30
IN RA APPROVED 2016-03-16
  • TX RA
    APPROVED_RES
    Since 2019-04-11
  • KY RA
    APPROVED
    Since 2016-03-30
  • IN RA
    APPROVED
    Since 2016-03-16

Branch Locations

4969 Us Hwy 42 Suite 1600, Louisville, KY 40222 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Louisville KY 03/2016 Present
  • 03/2016 → Present
    Raymond James And Associates
    Louisville, KY
Previous Registrations
Other Businesses

(1)Name of Business: Remnant Church of Jesus Christ of Latter Day Saints Address: 4900 West Luther Road, Floyds Knobs, IN, 47119, United States Activity Type: Religious Position/Title: Pastor Investment Related: Yes Start Date: 03/11/2016 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Serve as Presiding Elder/Apostle in our local congregation in Southern Indiana, as well as lead missionary efforts in the eastern region of the country.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-09-09
  • S63 Uniform Securities Agent State Law Examination
    1994-09-09
Other Names
  • Richard Orland Ii Paris

View on SEC IAPD

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