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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-24 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1800 Hughes Landing Blvd Ste 300, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Inc | Houston | TX | 03/2003 | 10/2018 |
| J.P. Morgan Chase Bank, Na | Houston | TX | 11/2016 | 10/2018 |
| Wells Fargo Bank | The Woodlands | TX | 10/2018 | Present |
| Wells Fargo Clearing Services | The Woodlands | TX | 02/2021 | Present |
DELTA TANGO AVIATION, LLC, INVT RELATED, KINGWOOD, TX, 100% OWNERSHIP, START DATE 10/27/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF AIRCRAFT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-17 |
| S65 | Uniform Investment Adviser Law Examination | 1996-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-23 |
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