Theodore Charles Horowitz

Current Employers

Employment History

• 07/2012 → 05/2021
  Ameriprise Financial Services, Inc.
  Sun City, AZ
• 05/2021 → Present
  Kestra Investment Services, Llc
  Peoria, AZ
• 05/2021 → Present
  Kestra Private Wealth Services, Llc
  Peoria, AZ

Previous Registrations

• 2012-07-30 → 2021-05-10
  Ameriprise Financial Services, Llc
  Phoenix, AZ
  Peoria, AZ
  Scottsdale, AZ
• 2011-01-27 → 2012-08-09
  Morgan Stanley
  Peoria, AZ
  Peoria, AZ
• 2004-02-02 → 2005-05-27
  Ubs Financial Services Inc.
  Scottsdale, AZ

Other Businesses

Business Name: TELA Holdings, LLC DBA: Bull and Bear Wealth Management Investment Related: Yes Address: 16165 N 83rd Ave, Suite 200 Peoria AZ 85382 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Managing Partner, Owner Start Date: 5/5/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: I am the managing partner of the business and will be involved in the day to day operations and sales.Business Name: MBH II, LLC Investment Related: Yes Address: 4646 W MOON BLOSSUM LN PHOENIX AZ 85083 Nature of Business: Real Estate Position, Title or Relationship: Managing member and co-owner, with my wife. Start Date: 3/1/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Manage property.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-05-28
• S63 Uniform Securities Agent State Law Examination
  1994-10-24

Designations

Other Names

• Ted Horowitz
• Theodore C Horowitz