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Ellen Hope Fuentes

Ameriprise Financial Services, LLC

Long Island City, NY

Elmhurst, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

30-10 41St Ave, Long Island City, NY 11101 • United States

Elmhurst, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Elmhurst NY 09/2005 03/2020
Ameriprise Financial Services, Llc Elmhurst NY 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-08-25
  • S63 Uniform Securities Agent State Law Examination
    1995-08-25

View on SEC IAPD

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