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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-09-14 |
| CA | RA | APPROVED | 2020-01-16 |
| NV | RA | APPROVED | 2017-10-26 |
Branch Locations
4051 E Sunrise Dr Ste 200 [W6-Rbo], Tucson, AZ 85718 • United States
4051 E Sunrise Dr Ste 200, Tucson, AZ 85718 • United States
2195 E River Rd [Sa-Rbo], Tucson, AZ 85718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Peoria | AZ | 11/2014 | 10/2017 |
| Wells Fargo Clearing Services, Llc | Reno | NV | 10/2017 | Present |
MOUNTAINVIEW STAFFING LLC, NOT INV RELATED, SCOTTSDALE, AZ, 100% OWNERSHIP WITH SPOUSE, START 10/29/2010, 1 HOUR PER MONTH, ZERO DURING TRADING, ADVISE ON MARKETING STRATEGIES ONLY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-09 |
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