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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-15
CO RA APPROVED 2026-01-15
FL RA APPROVED 2026-01-15
MI RA APPROVED 2026-01-15
MN RA APPROVED 2026-01-15
MS RA APPROVED 2026-01-15
NV RA APPROVED 2026-01-15
NJ RA APPROVED 2026-01-15
OR RA APPROVED 2026-01-15
MA RA APPROVED 2021-04-13
AZ RA APPROVED 2021-02-25
VA RA APPROVED 2021-02-24
UT RA APPROVED 2021-02-22
NY RA APPROVED 2021-02-20
GA RA APPROVED 2021-02-19
LA RA APPROVED 2021-02-19
PA RA APPROVED 2021-02-19
TX RA APPROVED_RES 2021-02-19
WY RA APPROVED 2021-02-19
  • CA RA
    APPROVED
    Since 2026-01-15
  • CO RA
    APPROVED
    Since 2026-01-15
  • FL RA
    APPROVED
    Since 2026-01-15
  • MI RA
    APPROVED
    Since 2026-01-15
  • MN RA
    APPROVED
    Since 2026-01-15
  • MS RA
    APPROVED
    Since 2026-01-15
  • NV RA
    APPROVED
    Since 2026-01-15
  • NJ RA
    APPROVED
    Since 2026-01-15
  • OR RA
    APPROVED
    Since 2026-01-15
  • MA RA
    APPROVED
    Since 2021-04-13
  • AZ RA
    APPROVED
    Since 2021-02-25
  • VA RA
    APPROVED
    Since 2021-02-24
  • UT RA
    APPROVED
    Since 2021-02-22
  • NY RA
    APPROVED
    Since 2021-02-20
  • GA RA
    APPROVED
    Since 2021-02-19
  • LA RA
    APPROVED
    Since 2021-02-19
  • PA RA
    APPROVED
    Since 2021-02-19
  • TX RA
    APPROVED_RES
    Since 2021-02-19
  • WY RA
    APPROVED
    Since 2021-02-19

Branch Locations

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

2300 E. Katella Avenue Suite #200, Anaheim, CA 92802 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial, Inc. Orange CA 11/1994 Present
Other Businesses

BROKERAGE DESIGN AND DEVELOPMENT, INC., EXECUTIVE V.P., SINCE 1/1/2001, CREATING TRAINING CURRICULA AND ORGANIZING WORKSHOPS AND OTHER TRAINING MEDIA, DEVOTED TIME IS 10 HRS A MONTH, NON-INVESTMENT RELATED. PACIFIC POINT, MINORITY OWNER, SINCE 3/1/2010, 2300 E. KATELLA AVE., SUITE 275, ANAHEIM, CA 92806, WHOLESALES DISTRIBUTION OF DIRECT PARTICIPATION PROGRAMS, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-16
S63 Uniform Securities Agent State Law Examination 1994-10-21
  • S66 Uniform Combined State Law Examination
    2021-02-16
  • S63 Uniform Securities Agent State Law Examination
    1994-10-21
Other Names
  • Westley H King

View on SEC IAPD

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