Ryan Jack Stephenson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → Present
  M&I Financial Advisors
  Madison, WI
• 12/2011 → Present
  M & I Insurance Services
  Milwaukee, WI
• 12/2011 → Present
  M & I Trust
  Milwaukee, WI
• 12/2011 → Present
  Bmo Harris Bank
  Milwaukee, WI
• 08/2012 → Present
  Bmo Harris Financial Advisors, Inc.
  Madison, WI
• 03/2021 → Present
  Lpl Financial Llc
  Madison, WI

Previous Registrations

• 2012-08-01 → 2021-03-24
  Bmo Harris Financial Advisors, Inc.
  Madison, WI
  Madison, WI
  Madison, WI
  Madison, WI
  Chicago, IL
  Madison, WI
• 2012-04-19 → 2012-08-01
  M&I Financial Advisors, Inc
  Madison, WI
  Madison, WI
• 2011-12-19 → 2012-04-18
  M&I Investment Management Corp.
  Milwaukee, WI
• 2010-11-23 → 2012-01-10
  B. C. Ziegler And Company
  Middleton, WI

Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - MADISON, WI

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-11-22
• S63 Uniform Securities Agent State Law Examination
  1999-02-26