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Henry Platt Brightwell

Formidable Asset Management, LLC

Cincinnati, OH

CRD 2526957

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Employer firm

Formidable Asset Management, LLC CRD 167555

$903M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Formidable Asset Management, Llc

221 E. 4Th Street Suite 2700, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-06-14
  • OH RA
    APPROVED
    Since 2016-06-14

Branch Locations

221 E 4Th St Suite 2850, Cincinnati, OH 45202 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Formidable Asset Management, Llc Cincinnati OH 05/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-01-06
S63 Uniform Securities Agent State Law Examination 1994-11-22
  • S65 Uniform Investment Adviser Law Examination
    2010-01-06
  • S63 Uniform Securities Agent State Law Examination
    1994-11-22
Other Names
  • Hank Brightwell
  • Henry Platt Brightwell

View on SEC IAPD

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