Henry Platt Brightwell

Current Employers

Formidable Asset Management, Llc

221 E. 4Th Street Suite 2700, Cincinnati, OH 45202 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2016-06-14

OH RA
APPROVED

Since 2016-06-14

Branch Locations

221 E 4Th St Suite 2850, Cincinnati, OH 45202 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Formidable Asset Management, Llc	Cincinnati	OH	05/2016	Present

05/2016 → Present

Formidable Asset Management, Llc

Cincinnati, OH

Previous Registrations

2008-03-14 → 2016-05-03

Stifel, Nicolaus & Company, Incorporated

Blue Ash, OH

Miamisburg, OH

Blue Ash, OH
2003-10-14 → 2008-03-11

J.J.B. Hilliard, W.L. Lyons, Llc

Cincinnati, OH

Cincinnati, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-01-06
S63	Uniform Securities Agent State Law Examination	1994-11-22

S65 Uniform Investment Adviser Law Examination

2010-01-06
S63 Uniform Securities Agent State Law Examination

1994-11-22

Other Names

Hank Brightwell
Henry Platt Brightwell

View on SEC IAPD

Current Employers

Formidable Asset Management, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews