Cheyne Clifford Pace

Employer firm

Yale Capital Corp. CRD 126992

$5.62B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Yale Capital Corp.

6475 1St Ave South, St. Petersburg, FL 33707 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2011-07-05
LA	RA	APPROVED	2008-05-20
CA	RA	APPROVED	2008-05-16
TX	RA	APPROVED	2005-01-26
FL	RA	APPROVED	2004-09-08

NE RA
APPROVED

Since 2011-07-05
LA RA
APPROVED

Since 2008-05-20
CA RA
APPROVED

Since 2008-05-16
TX RA
APPROVED

Since 2005-01-26
FL RA
APPROVED

Since 2004-09-08

Branch Locations

6475 1St Ave South, St. Petersburg, FL 33707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Yale Capital Corp, Llc	St. Petersburg	FL	09/2004	Present

09/2004 → Present

Yale Capital Corp, Llc

St. Petersburg, FL

Previous Registrations

1999-07-16 → 2004-09-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

St Petersburg, FL

Other Businesses

Gatorbulldog LLC; Not Investment Related; St. Petersburg, FL; Commercial Real Estate and Vehicle Ownership; Managing Member; 10/2017; 1 hour per month; 0 hours during trading hours; Commercial Rentals and Vehicle Ownership.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-08-14
S63	Uniform Securities Agent State Law Examination	1994-09-09

S65 Uniform Investment Adviser Law Examination

1999-08-14
S63 Uniform Securities Agent State Law Examination

1994-09-09

View on SEC IAPD

Employer firm

Current Employers

Yale Capital Corp.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Nearby Firms

Nearby Investors

Nearby Offices

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