Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-20 |
| CA | RA | APPROVED | 2024-04-19 |
Branch Locations
One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States
101 California Street, San Francisco, CA 94111 • United States
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-19 |
Branch Locations
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
101 California Street Suite 1800, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Securities Company, Llc | San Francisco | CA | 01/2015 | 05/2017 |
| First Republic Securities Company, Llc | San Francisco | CA | 05/2017 | 09/2023 |
| First Republic Investment Management, Inc. | San Francisco | CA | 05/2017 | 09/2023 |
| J.P. Morgan Securities Llc | San Francisco | CA | 09/2023 | 04/2024 |
| Jp Morgan Chase Bank, N.A. | San Francisco | CA | 10/2023 | 04/2024 |
| Citizens Securities, Inc. | San Francisco | CA | 04/2024 | Present |
| Citizens Private Wealth | San Francisco | CA | 04/2024 | Present |
| Citizens Bank | San Francisco | CA | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-09 |
Reach out to this advisor