David P Quaglia

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2006 → 09/2019
  Insurance Broker
  Frankfort, IL
• 06/2014 → 11/2017
  The Prudential Insurance Company Of America
  Frankfort, IL
• 06/2014 → 11/2017
  Pruco Securities Llc
  Frankfort, IL
• 03/2019 → 09/2022
  American United Life
  Frankfort, IL
• 09/2019 → 09/2022
  Oneamerica Securities
  Frankfort, IL
• 01/2023 → Present
  Mml Investors Services Llc
  Crown Point, IN
• 09/2022 → Present
  Massmutual Life Insurance Co
  Crown Point, IN

Other Businesses

(1)NAME: NEXUS EMPLOYMENT SOLUTIONS PLUS, INC INV REL: Y ADD: 1054 LINCOLN DR MANTENO IL 60950 NATURE: RISK MANAGER. DEAL WITH WORKER'S COMPENSATION INSURANCE POSITION: RISK MANAGER START DATE: 9/5/2017 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 8 DESCRIBE DUTIES: DEAL WITH WORKER'S COMPENSATION INSURANCE. MANAGE CLAIMS; REDUCE THE COMPANY'S EXPOSURE TO LAWSUITS. (2)NAME: TYMAR WEALTH GROUP INC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: CONSULTING POSTION: PRESIDENT START DATE: 1/1/2022 NO HRS/MO: 15 NO HRS/MO DUR TRADING: 3 DESCRIBE DUTIES: LIFE AND HEALTH INSURANCE SERVICES

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-01-27
• S63 Uniform Securities Agent State Law Examination
  2011-08-02

Other Names

• David Paul Quaglia