Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-02-09
  • IN RA
    APPROVED
    Since 2024-02-09

Branch Locations

9800 Connecticut Dr, Crown Point, IN 46307 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Insurance Broker Frankfort IL 02/2006 09/2019
The Prudential Insurance Company Of America Frankfort IL 06/2014 11/2017
Pruco Securities Llc Frankfort IL 06/2014 11/2017
American United Life Frankfort IL 03/2019 09/2022
Oneamerica Securities Frankfort IL 09/2019 09/2022
Mml Investors Services Llc Crown Point IN 01/2023 Present
Massmutual Life Insurance Co Crown Point IN 09/2022 Present
  • 02/2006 → 09/2019
    Insurance Broker
    Frankfort, IL
  • 06/2014 → 11/2017
    The Prudential Insurance Company Of America
    Frankfort, IL
  • 06/2014 → 11/2017
    Pruco Securities Llc
    Frankfort, IL
  • 03/2019 → 09/2022
    American United Life
    Frankfort, IL
  • 09/2019 → 09/2022
    Oneamerica Securities
    Frankfort, IL
  • 01/2023 → Present
    Crown Point, IN
  • 09/2022 → Present
    Massmutual Life Insurance Co
    Crown Point, IN
Other Businesses

(1)NAME: NEXUS EMPLOYMENT SOLUTIONS PLUS, INC INV REL: Y ADD: 1054 LINCOLN DR MANTENO IL 60950 NATURE: RISK MANAGER. DEAL WITH WORKER'S COMPENSATION INSURANCE POSITION: RISK MANAGER START DATE: 9/5/2017 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 8 DESCRIBE DUTIES: DEAL WITH WORKER'S COMPENSATION INSURANCE. MANAGE CLAIMS; REDUCE THE COMPANY'S EXPOSURE TO LAWSUITS. (2)NAME: TYMAR WEALTH GROUP INC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: CONSULTING POSTION: PRESIDENT START DATE: 1/1/2022 NO HRS/MO: 15 NO HRS/MO DUR TRADING: 3 DESCRIBE DUTIES: LIFE AND HEALTH INSURANCE SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-27
S63 Uniform Securities Agent State Law Examination 2011-08-02
  • S65 Uniform Investment Adviser Law Examination
    2024-01-27
  • S63 Uniform Securities Agent State Law Examination
    2011-08-02
Other Names
  • David Paul Quaglia

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Crown Point, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor