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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-10-06
  • LA RA
    APPROVED
    Since 2021-10-06

Branch Locations

4965 Elliott Road, Lake Charles, LA 70605 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lake Charles LA 09/2005 09/2021
Lpl Financial Llc Lake Charles LA 10/2021 Present
Oak Grove Wealth Partners Llc Lake Charles LA 10/2021 Present
Newedge Advisors, Llc (Gwm Advisors, Llc) Lake Charles LA 10/2021 Present
  • 09/2005 → 09/2021
    Lake Charles, LA
  • 10/2021 → Present
    Lpl Financial Llc
    Lake Charles, LA
  • 10/2021 → Present
    Oak Grove Wealth Partners Llc
    Lake Charles, LA
  • 10/2021 → Present
    Newedge Advisors, Llc (Gwm Advisors, Llc)
    Lake Charles, LA
Previous Registrations
Other Businesses

1. 10/5/2021 - GOSS ADVISORS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Registered Admin. - Started 09/06/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 10/5/2021 - Oak Grove Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9/6/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 10/5/2021 - GWM ADVISORS LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Registered Admin. - Started 09/06/2011 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 4. 10/5/2016 - No Business Name - Not Investment Related - Home Based - Other - Massage Therapist - Started 9/23/2016 - 5 Hours Per Month/0 Hours During Securities Trading - Time Spent 5% - Licensed Massage Therapist. 5. 2/2/2022 - NewEdge Advisors, LLC - DBA: (Hybrid) Oak Grove Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin. - Started 09/06/2021 - 8 Hours Per Month During Securities Trading. 6. 2/2/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 09/06/2021 - 32 Hours Per Month/8 Hours During Securities Trading - I provide administrative support to NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 32 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. - Start Date: 9/6/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-06
  • S66 Uniform Combined State Law Examination
    2006-10-06
Other Names
  • Belinda G Leleaux
  • Belinda G Franklin

View on SEC IAPD

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