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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-10-06 |
Branch Locations
4965 Elliott Road, Lake Charles, LA 70605 • United States
858 Camp Street, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lake Charles | LA | 09/2005 | 09/2021 |
| Lpl Financial Llc | Lake Charles | LA | 10/2021 | Present |
| Oak Grove Wealth Partners Llc | Lake Charles | LA | 10/2021 | Present |
| Newedge Advisors, Llc (Gwm Advisors, Llc) | Lake Charles | LA | 10/2021 | Present |
1. 10/5/2021 - GOSS ADVISORS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Registered Admin. - Started 09/06/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 10/5/2021 - Oak Grove Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9/6/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 10/5/2021 - GWM ADVISORS LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Registered Admin. - Started 09/06/2011 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 4. 10/5/2016 - No Business Name - Not Investment Related - Home Based - Other - Massage Therapist - Started 9/23/2016 - 5 Hours Per Month/0 Hours During Securities Trading - Time Spent 5% - Licensed Massage Therapist. 5. 2/2/2022 - NewEdge Advisors, LLC - DBA: (Hybrid) Oak Grove Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin. - Started 09/06/2021 - 8 Hours Per Month During Securities Trading. 6. 2/2/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 09/06/2021 - 32 Hours Per Month/8 Hours During Securities Trading - I provide administrative support to NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 32 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. - Start Date: 9/6/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-06 |
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