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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-01-07 |
| FL | RA | APPROVED | 2009-06-01 |
Branch Locations
142 South Woodland Boulevard Suite 100, Deland, FL 32720 • United States
100 North Tampa Street Suite 3000, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Deland | FL | 06/2009 | Present |
1.INDEPENDENT CONTRACTOR; MUSICIAN/DRUMMER; 3/2014; Beach, FL; Little Theater of New Smyrna Beach; I AM BEING HIRED TO PLAY DRUMS FOR A MUSICAL AT A COMMUNITY THEATER; DURING BUSINESS HOURS 0, AFTER BUSINESS HOURS 25 2.Other; Investment related - No; Musician; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); 09/2017; During business hours: 0; After business hours: 40; Musician for Theater Show 3.Stetson Baptist Church; Musician; Investment related No; Playing Music; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); Nov/2017; During business hours: 0; After business hours: 5;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-05 |
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