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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-12-18 |
| FL | RA | APPROVED | 2014-01-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Deland | FL | 01/2014 | Present |
| Bank Of America, N.A. | Deland | FL | 04/2014 | Present |
I*1970263 Entity Charitable Name of OBA: DeLand HOPE Address: Orange City, Florida, 32763 Investment Related: No Position, Title, Association: Officer, Director Employee Start Date: 08/24/2024 No Hours: 2 No Hours during trading: 0 Duties: Board of Director, VP. To help manage this not-for-profit my son started to help fight hunger in our community
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-26 |
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