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James Keith Williamson

Wells Fargo Clearing Services, LLC

Austin, TX

Austin, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-11-10
  • TX RA
    APPROVED
    Since 2016-11-10

Branch Locations

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

3601 Far West Blvd, Austin, TX 78731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Austin TX 09/2011 11/2016
Wells Fargo Advisors, Llc San Antonio TX 11/2016 11/2016
Wells Fargo Clearing Services, Llc San Antonio TX 11/2016 Present
  • 09/2011 → 11/2016
    Bank Of America, N.A.
    Austin, TX
  • 11/2016 → 11/2016
    Wells Fargo Advisors, Llc
    San Antonio, TX
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    San Antonio, TX
Previous Registrations
  • 2009-10-23 → 2016-11-16
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Austin, TX
    Austin, TX
    Austin, TX
  • 2003-10-10 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Austin, TX
    Austin, TX
  • 1994-09-22 → 2003-10-14
    Morgan Stanley Dw Inc.
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-17
S63 Uniform Securities Agent State Law Examination 1994-09-21
  • S65 Uniform Investment Adviser Law Examination
    1994-10-17
  • S63 Uniform Securities Agent State Law Examination
    1994-09-21
Other Names
  • J. Keith Williamson

View on SEC IAPD

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DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
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Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

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