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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-05-01 |
| NJ | RA | APPROVED | 2018-04-06 |
Branch Locations
401 Hackensack Ave. Suite 803, Hackensack, NJ 07601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Paramus | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Paramus | NJ | 11/2016 | 04/2018 |
| Raymond James & Associates, Inc. | Paramus | NJ | 04/2018 | Present |
(1)Name of Business: Killington Grand Hotel Address: 228 East Mountain Road, Killington, VT, 05751, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/15/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-26 |
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