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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2026-04-16 |
| TX | RA | APPROVED | 2026-04-09 |
| MO | RA | APPROVED | 2026-04-08 |
Branch Locations
One North Brentwood Suite 900, St. Louis, MO 63105-3926 • United States
Weldon, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saint Louis | MO | 07/2017 | 03/2026 |
| St. Louis Bank | Town & Country | MO | 03/2016 | 07/2017 |
| Rbc Capital Markets, Llc | Clayton | MO | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-23 |
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