Samuel George Britton

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayne, NJ
• 09/2014 → Present
  Bank Of America, N.A.
  Wayne, NJ

Previous Registrations

• 2009-06-01 → 2014-07-08
  Morgan Stanley
  Paramus, NJ
• 2008-02-11 → 2009-06-01
  Morgan Stanley & Co. Llc
  Paramus, NJ
• 2002-05-23 → 2008-02-27
  Ubs Financial Services Inc.
  Paramus, NJ
  Hackensack, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-09
• S63 Uniform Securities Agent State Law Examination
  1994-08-25

Other Names

• Samuel George Britton
• Samuel George Britton
• Samuel George Britton
• Samuel Britton Jr.
• Samuel George Britton Jr.