Samuel George Britton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2014-06-27

NJ RA
APPROVED

Since 2014-06-27

Branch Locations

1700 State Route 23, Wayne, NJ 07470 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Wayne	NJ	06/2014	Present
Bank Of America, N.A.	Wayne	NJ	09/2014	Present

06/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayne, NJ
09/2014 → Present

Bank Of America, N.A.

Wayne, NJ

Previous Registrations

2009-06-01 → 2014-07-08

Morgan Stanley

Paramus, NJ
2008-02-11 → 2009-06-01

Morgan Stanley & Co. Llc

Paramus, NJ
2002-05-23 → 2008-02-27

Ubs Financial Services Inc.

Paramus, NJ

Hackensack, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-12-09
S63	Uniform Securities Agent State Law Examination	1994-08-25

S65 Uniform Investment Adviser Law Examination

1995-12-09
S63 Uniform Securities Agent State Law Examination

1994-08-25

Other Names

Samuel George Britton
Samuel George Britton
Samuel George Britton
Samuel Britton Jr.
Samuel George Britton Jr.

View on SEC IAPD

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NEIL FRANCIS BURKE

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Wayne, NJ

TD PRIVATE CLIENT WEALTH LLC · Pompton Plains, NJ

CETERA INVESTMENT ADVISERS LLC · WAYNE, NJ

LPL ENTERPRISE, LLC · RIVERDALE, NJ

J.P. MORGAN SECURITIES LLC · Pompton Plains, NJ

EDWARD JONES · POMPTON PLAINS, NJ

HIGHLAND FINANCIAL ADVISORS, LLC · RIVERDALE, NJ

STEWARD PARTNERS INVESTMENT ADVISORY, LLC · RIVERDALE, NJ

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