Keith Robert Schaefbauer

Current Employers

Employment History

• 05/2015 → Present
  Commonwealth Financial Network
  San Diego, CA

Previous Registrations

• 2007-04-18 → 2015-06-15
  Lpl Financial Llc
  Mobridge, SD
  Fort Mill, SC
  Sioux Falls, SD
• 1997-05-19 → 2007-04-17
  Waddell & Reed
  Mobrigdge, SD
  Sioux Falls, SD
  Sioux Falls, SD

Other Businesses

1. 50% Owner, Legacy Wealth Group, Inc., a private entity established as an operating company for securities, investment advisory, and insurance business; as of 01/01/2017; Approximately 90% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. 50% Owner, Legacy Insurance Group, LLC, fixed insurance business; Conducted at branch location; Investment related. 3. Partner and 50% Owner, YMpowER Real Estate, LLC, a private entity established for the purpose of holding passive real estate investments; As of 01/02/2018; Approximately 0% time spent during securities trading hours per month; Conducted at branch location; Investment related. 4. Owner, Three Pillars Private Wealth LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2026; 100% time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-01-28
• S63 Uniform Securities Agent State Law Examination
  1994-10-06

Designations