Best Investors
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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-11-14 |
| KY | RA | APPROVED | 1994-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lexington | KY | 06/1994 | Present |
| Bank Of America, N.A. | Lexington | KY | 07/2011 | Present |
I*3802282, Entity Type: Entity Charitable, Name of OBA: BMWB - Black Males Working Board, Address: Lexington, Kentucky, 40511, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 03/20/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Mentor - board member, Mentorship of black males in high school - encouraging them to become educated and earn a BMW car.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-06 |
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