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3277 Fruitville Road Building E, Sarasota, FL 34237 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-09-28 |
Branch Locations
3277 Fruitville Road Building E, Sarasota, FL 34237 • United States
5266 Office Park Boulevard Suite 206, Bradenton, FL 34203 • United States
3277 Fruitville Road Building E, Sarasota, FL 34237 • United States
5113 Central Avenue, St Petersburg, FL 33710 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Walters Strategic Advisors, Llc | Bradenton | FL | 06/2020 | Present |
| Walters & Associates Cpas | Bradenton | FL | 12/1999 | Present |
1) WALTERS & ASSOCIATES CPAS, 5266 OFFICE PARK, SUITE 204, BRADENTON, FL 34203. THE NATURE OF THE BUSINESS IS PROVIDING ACCOUNTING AND TAX SERVICES; THE BUSINESS IS NOT INVESTMENT-RELATED. MR. WALTERS ESTABLISHED THE BUSINESS IN DECEMBER OF 1999 AND IS THE MANAGING PARTNER. MR. WALTERS DEVOTES 25 HOURS PER MONTH TO THE BUSINESS, ALL OF WHICH OCCUR DURING SECURITIES TRADING HOURS. 2) HEALTHCARE ACQUISITIONS GROUP, LLC, BRADENTON, FL 34203. THE NATURE OF THE BUSINESS IS CONSULTING FOR MERGERS AND ACQUISITIONS OF HEALTHCARE COMPANIES-NOT INVESTMENT-RELATED. THE BUSINESS IS CURRENTLY IN THE PROCESS OF WINDING DOWN; MR. WALTERS DOES NOT SPEND ANY TIME WITH THE BUSINESS. 3) PERIDA OFFICE PARK ASSOCIATION, INC., BRADENTON, FL 34203. THE BUSINESS IS A CONDOMINIUM ASSOCIATION (NOT INVESTMENT-RELATED)THAT INCLUDES SOME OF MR. WALTERS' BUSINESS PROPERTIES AND HE HAS SERVED AS THE TREASURER BOARD SINCE 3/1999. 4) PERIDIA COMMONS CONDOMINIUM ASSOC., INC. BRADENTON, FL 34203. THE BUSINESS IS A CONDOMINIUM ASSOC., INC. (NOT INVESTMENT-RELATED)THAT INCLUDES SOME OF MR. WALTERS' BUSINESS PROPERTIES AND HE HAS SERVED AS THE TREASURER BOARD SINCE 3/2019. 5) FRUITVILLE OFFICE PARK CONDOMINIUM ASSOC. 2486 WATERVIEW CT, SARASOTA, FL 34231. THE BUSINESS IS A CONDOMINIUM ASSOCIATION (NOT INVESTMENT-RELATED)THAT INCLUDES SOME OF MR. WALTERS' BUSINESS PROPERTIES AND HE HAS SERVED AS THE VP OF THE BOARD SINCE 1/2019. 6) 5266 OFFICE PARK BLVD UNIT 205, LLC 5266 OFFICE PARK BLVD, SUITE 205, BRADENTON, FL 34203 BUSINESS IS A LLC THAT HOLDS PROPERTY OWNED SOLELY BY MR. WALTERS; HE IS THE MANAGING MEMBER SINCE 08/2016 7) 5266 OFFICE PARK BLVD UNIT 206, LLC 5266 OFFICE PARK BLVD, SUITE 206, BRADENTON, FL 34203 BUSINESS IS A LLC THAT HOLDS PROPERTY OWNED SOLELY BY MR. WALTERS; HE IS THE MANAGING MEMBER SINCE 09/2019. 8) 5266 OFFICE PARK BLVD UNIT 203, LLC 5266 OFFICE PARK BLVD, SUITE 203, BRADENTON, FL 34203 BUSINESS IS A LLC THAT HOLDS PROPERTY OWNED SOLELY BY MR. WALTERS; HE IS THE MANAGING MEMBER SINCE 10/2018.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-01 |
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