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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-10-15 |
| TX | RA | APPROVED | 2018-10-12 |
Branch Locations
9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Beverly Hills | CA | 06/2002 | 10/2018 |
| Bank Of America, N.A. | Beverly Hills | CA | 03/2012 | 10/2018 |
| Rbc Capital Markets, Llc. | Beverly Hills | CA | 10/2018 | Present |
| City National Bank | Beverly Hills | CA | 10/2018 | Present |
SUBLEASING OFFICE SPACE; ADDRESS: 1901 AVENUE OF THE STARS, SUITE 1080, LOS ANGELES, CA 90067; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: SUBLEASING OFFICE SPACE; CAPACITY: OTHER; START DATE: 04/15/2019; DUTIES: SUBLEASING OFFICE SPACE THAT I NEVER OCCUPIED TO AGRO VISION AS SUB-TENANT; HOURS DEVOTED PER MONTH: 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-08 |
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