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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-11 |
| TX | RA | APPROVED | 2026-06-11 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
95 Glastonbury Blvd Suite 410 4Th Fl, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Glastonbury | CT | 09/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Glastonbury | CT | 11/2016 | 06/2026 |
| Wells Fargo Advisors Financial Network, Llc | Glastonbury | CT | 06/2026 | Present |
EXECUTOR FOR FATHER'S ESTATE; INV. RELATED; CT; START DATE: 7/22/2021; 3 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-16 |
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