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Current Employers
Iwealth

213 15Th Avenue Ne, Waseca, MN 56093 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-04-05
TX RA APPROVED 2024-04-05
  • MN RA
    APPROVED
    Since 2024-04-05
  • TX RA
    APPROVED
    Since 2024-04-05

Branch Locations

213 15Th Avenue Ne, Waseca, MN 56093 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-11-29
TX RA APPROVED_RES 2017-11-29
  • MN RA
    APPROVED
    Since 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2017-11-29

Branch Locations

213 15Th Ave Ne, Waseca, MN 56093 • United States

7900 International Dr Ste 300, Bloomington, MN 55425 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Waseca MN 08/1998 11/2017
Iwealth Waseca MN 08/1998 Present
Lpl Financial Llc Waseca MN 11/2017 Present
Ica Group Wealth Management, Llc Waseca MN 07/2021 Present
Iwealth Financial, Llc Waseca MN 04/2024 Present
  • 08/1998 → 11/2017
    Investment Centers Of America, Inc.
    Waseca, MN
  • 08/1998 → Present
    Waseca, MN
  • 11/2017 → Present
    Waseca, MN
  • 07/2021 → Present
    Ica Group Wealth Management, Llc
    Waseca, MN
  • 04/2024 → Present
    Iwealth Financial, Llc
    Waseca, MN
Previous Registrations
  • 2021-08-02 → 2024-06-21
    Ica Group Wealth Management, Llc
    Waseca, MN
    Denver, CO
  • 2002-05-14 → 2017-12-05
    Investment Centers Of America, Inc.
    Waseca, MN
    Waseca, MN
    Waseca, MN
    Ellendale, MN
    Hope, MN
    Appleton, WI
Other Businesses

1. 11/29/2017 - KC HOLDINGS, INC. - Not Investment Related - Other - For-profit business - OWNER OF S-CORP ESTABLISHED TO RUN ICA BUSINESS. 2. 11/29/2017 - CONNORS CLAN LLC - Not Investment Related - Real Estate Rental - OWNER WITH SPOUSE OF OFFICE BUILDING. 3. 11/29/2017 - FISH DON'T CLAP - Investment Related - Other-Book Author - AUTHOR - Start Date 2015 - AUTHOR OF BOOK REGARDING RETIREMENT PLANNING AND PROFESSIONAL SPEAKER. 4. 4/3/2018 - KC Group, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - President/Agent - Started 09/25/2017 - 5 Hours Per Month During Securities Trading. 5. 11/30/2018 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/29/2017. 6. 12/5/2018 - iWealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 120 Hours Per Month/40 Hours During Securities Trading. 7. 12/5/2018 - K C Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/01/2017 - 100 Hours Per Month/60 Hours During Securities Trading. 8. 1/16/2020 - iWealth Private Client Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/10/2020 - 10 Hours Per Month During Securities Trading. 9. 1/23/2020 - Investment Centers of America Group - DBA: Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 10. 9/24/2020 - ICA Group Holding Co., LLC - Investment Related - 2000 S. Colorado Blvd., Annex Building Ste. 200, Denver, CO 80222 - Business Entity For Tax/Investment Purposes Only - Started 09/01/2020 - Time Spent 1%. 11. 8/3/2021 - ICA Group Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/29/2021 - 80 Hours Per Month/65 Hours During Securities Trading - I provide investment advisory services through ICA Group Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 12. 10/18/2022 - FDC Plan on Purpose LLC - Not Investment Related - At Reported Business Location(s) - Other-Advisor education/coaching - Start Date : 03/15/2021 - 25 Hours Per Month/0 Hours During Securities Trading 13. 08/17/2023 - D&D Enterprises LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Mankato, MN - Start Date 08/01/2023 - 15 Hours Per Month/ 15 Hours During Trading 14. 04/24/2024 - iWealth Financial LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 03/15/2024 - 5 Hours Per Month/ 2 Hours During Trading - I provide investment advisory services through iWealth Financial LLC, an independent investment advisor firm. I started this business activity in 3/2024. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 15. 12/13/2024 - BOASAFRA AG - Non Investment Related - Outside/W-2 Employment - Home Based - Start Date: 12/20/2024 - 1 Hours Per Month - 1 Hours During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-02
S63 Uniform Securities Agent State Law Examination 1994-10-07
  • S65 Uniform Investment Adviser Law Examination
    1999-12-02
  • S63 Uniform Securities Agent State Law Examination
    1994-10-07

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