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213 15Th Avenue Ne, Waseca, MN 56093 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-04-05 |
| TX | RA | APPROVED | 2024-04-05 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED_RES | 2017-11-29 |
Branch Locations
213 15Th Ave Ne, Waseca, MN 56093 • United States
7900 International Dr Ste 300, Bloomington, MN 55425 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Waseca | MN | 08/1998 | 11/2017 |
| Iwealth | Waseca | MN | 08/1998 | Present |
| Lpl Financial Llc | Waseca | MN | 11/2017 | Present |
| Ica Group Wealth Management, Llc | Waseca | MN | 07/2021 | Present |
| Iwealth Financial, Llc | Waseca | MN | 04/2024 | Present |
1. 11/29/2017 - KC HOLDINGS, INC. - Not Investment Related - Other - For-profit business - OWNER OF S-CORP ESTABLISHED TO RUN ICA BUSINESS. 2. 11/29/2017 - CONNORS CLAN LLC - Not Investment Related - Real Estate Rental - OWNER WITH SPOUSE OF OFFICE BUILDING. 3. 11/29/2017 - FISH DON'T CLAP - Investment Related - Other-Book Author - AUTHOR - Start Date 2015 - AUTHOR OF BOOK REGARDING RETIREMENT PLANNING AND PROFESSIONAL SPEAKER. 4. 4/3/2018 - KC Group, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - President/Agent - Started 09/25/2017 - 5 Hours Per Month During Securities Trading. 5. 11/30/2018 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/29/2017. 6. 12/5/2018 - iWealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 120 Hours Per Month/40 Hours During Securities Trading. 7. 12/5/2018 - K C Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/01/2017 - 100 Hours Per Month/60 Hours During Securities Trading. 8. 1/16/2020 - iWealth Private Client Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/10/2020 - 10 Hours Per Month During Securities Trading. 9. 1/23/2020 - Investment Centers of America Group - DBA: Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 10. 9/24/2020 - ICA Group Holding Co., LLC - Investment Related - 2000 S. Colorado Blvd., Annex Building Ste. 200, Denver, CO 80222 - Business Entity For Tax/Investment Purposes Only - Started 09/01/2020 - Time Spent 1%. 11. 8/3/2021 - ICA Group Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/29/2021 - 80 Hours Per Month/65 Hours During Securities Trading - I provide investment advisory services through ICA Group Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 12. 10/18/2022 - FDC Plan on Purpose LLC - Not Investment Related - At Reported Business Location(s) - Other-Advisor education/coaching - Start Date : 03/15/2021 - 25 Hours Per Month/0 Hours During Securities Trading 13. 08/17/2023 - D&D Enterprises LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Mankato, MN - Start Date 08/01/2023 - 15 Hours Per Month/ 15 Hours During Trading 14. 04/24/2024 - iWealth Financial LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 03/15/2024 - 5 Hours Per Month/ 2 Hours During Trading - I provide investment advisory services through iWealth Financial LLC, an independent investment advisor firm. I started this business activity in 3/2024. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 15. 12/13/2024 - BOASAFRA AG - Non Investment Related - Outside/W-2 Employment - Home Based - Start Date: 12/20/2024 - 1 Hours Per Month - 1 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-07 |
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