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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-23
MN RA APPROVED 2013-11-18
  • TX RA
    APPROVED
    Since 2020-06-23
  • MN RA
    APPROVED
    Since 2013-11-18

Branch Locations

110 2Nd Ave Se Ste A, Waseca, MN 56093 • United States

2514 Superior Dr Nw Suite A, Rochester, MN 55901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rochester MN 09/2005 03/2020
Ameriprise Financial Services, Llc Rochester MN 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 1834 Haralson Ct St Peter, MN 56082, ,; Investment-Related; 04/26/2018 / Single Family; 5626 White Oaks Ln Nw, , Rochester, MN, 55901; Investment-Related; 12/31/2020 / Single Family; 624 Woodhill Ct Nw, , Rochester, MN, 55901; Investment-Related; 06/03/2021 / Single Family; 5608 White Oaks, , Rochester, MN, 55901; Investment-Related; 06/03/2021 / Commercial; 3131 Superior Dr NW St B, , Rochester, MN, 55901; Investment-Related; 06/30/2021 / Single Family; 1804 Macintosh Ct, , St Peter, MN, 56082; Investment-Related; 12/10/2021 / Commercial; 2514 Superior Dr NW, , Rochester, MN, 55901; Investment-Related; 01/04/2023 / Single Family; 740 Valley View Rd SW, Oronono, MN 55960, ,; ; 06/18/2011 / Commercial; 110 2nd Ave SE Waseca, MN 56093, ,; Not Investment-Related; 09/19/2014 / Single Family; 2129 ValleyHigh Dr Rochester, MN 55901, ,; Investment-Related; 07/14/2017 / Single Family; 1836 Haralson Ct St Peter, MN 56082, ,; Investment-Related; 04/26/2018 / Single Family; 1846 Macintosh Ct St Peter, MN 56082, ,; Investment-Related; 04/26/2018 / Single Family; 1854 Haralson Ct St Peter, MN 56082, ,; Investment-Related; 04/26/2018 / Single Family; 508 1st street NW, , Dodge Center, MN, 55927; Not Investment-Related; 09/08/2023 / Multi-Family; 722 3rd st , , nicolet, MN, 56074; Not Investment-Related; 02/06/2024 / Single Family; 1810 Haralson Ct, , st peter, MN, 56082; Not Investment-Related; 08/01/2024 / Multi-Family; 317 317 1/2 west park row, , St Peter, MN, 56082; Not Investment-Related; 03/15/2026 / Single Family; 2011 Cardnal Ln NW, , Stewartville, MN, 55976; Investment-Related; 11/01/2021 / Multi-Family; 317 and 317 1/2 West Park Row, , St Peter, MN, 56082; Not Investment-Related; 05/30/2026. Business Ownership; Z2A Properties LLC; manage a commercial property; LLC formed to manage a commercial property owned; 740 Valley View RD Sw, , Oronoco, MN, 55960; Investment-Related; 12/15/2022; 1 to 9 hours per month; 0 during trading hours / Migadeza Partners LLC; owner advisor; Real Estate; 2774 C Commerce Dr NW Rocheser, MN 55901, ,; Not Investment-Related; 12/30/2016; 1 to 9 hours per month; 0 during trading hours / Saiki Enterprise LLC; Owner; USed to manage practice expenses, taxes and staff compensation; 2514 Superior Dr NW, , Rochester, MN, 55901; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Apple Tree Village HOA; Secretary; 101 South Mn Ave, , st peter, MN, 56082; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours / Washington Park Association; President; NA, ,; Not Investment-Related; 06/15/2025; 1 to 9 hours per month; 0 during trading hours / Badge Village Business Condos; member at large; 3131 Superior Dr NW, , Rochester, MN , MN, 55901; Not Investment-Related; 04/23/2026; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Executor. Outside Employment; Saiki Enterprise LLC; Managing Director - Managing director prividing strategic leadership for the firms directions, managing financials, marketing over seeing operations; business entity to run the busness of my planning practice through for benefits payroll.; 2514 Superior Dr NW, , Rochester, MN, 55901; Not Investment-Related; 01/01/2021; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-01
  • S66 Uniform Combined State Law Examination
    2000-08-01
Designations
Other Names
  • Zachary Saiki

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