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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-01-21
MN RA APPROVED 2023-03-10
  • WI RA
    APPROVED
    Since 2026-01-21
  • MN RA
    APPROVED
    Since 2023-03-10

Branch Locations

215 2Nd Ave Ne, Waseca, MN 56093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Trust Company Westlake OH 04/2022 01/2023
Richard Kruger Insurance Agency Waco TX 02/2021 04/2022
Christine Hard Insurance Agency Colorado Springs CO 10/2020 02/2021
Smart Circle International Edina MN 07/2018 07/2020
Ryan And Sarah Hoffman Waseca MN 01/2018 07/2018
Discover U Elementary Youngstown AZ 07/2015 01/2018
Unemployed Edina MN 07/2020 10/2020
State Farm Insurance Waseca MN 01/2023 08/2023
State Farm Vp Management Corp Waseca MN 01/2023 Present
State Farm Investment Management Corp Waseca MN 03/2023 Present
Katie Gonzales Insurance Agency Waseca MN 08/2023 Present
  • 04/2022 → 01/2023
    Equity Trust Company
    Westlake, OH
  • 02/2021 → 04/2022
    Richard Kruger Insurance Agency
    Waco, TX
  • 10/2020 → 02/2021
    Christine Hard Insurance Agency
    Colorado Springs, CO
  • 07/2018 → 07/2020
    Smart Circle International
    Edina, MN
  • 01/2018 → 07/2018
    Ryan And Sarah Hoffman
    Waseca, MN
  • 07/2015 → 01/2018
    Discover U Elementary
    Youngstown, AZ
  • 07/2020 → 10/2020
    Unemployed
    Edina, MN
  • 01/2023 → 08/2023
    State Farm Insurance
    Waseca, MN
  • 01/2023 → Present
    State Farm Vp Management Corp
    Waseca, MN
  • 03/2023 → Present
    Waseca, MN
  • 08/2023 → Present
    Katie Gonzales Insurance Agency
    Waseca, MN
Other Businesses

1) Katie Gonzales' Insurance Agency; Investment-related; 215 2nd Ave NE Waseca, MN 56093; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 08/01/2023; 80; 80; Service customers and supervise employees 2) Waseca Area Chamber of Commerce; Investment-Related; 210 State St NE Waseca, MN 56093; Investment or Commercial Property; Owner; None; 01/01/2025; 1;1; Committee Board Member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-08
S63 Uniform Securities Agent State Law Examination 2023-01-21
  • S65 Uniform Investment Adviser Law Examination
    2023-02-08
  • S63 Uniform Securities Agent State Law Examination
    2023-01-21
Other Names
  • Katie Ann Helms
  • Katie Ann Schroeder

View on SEC IAPD

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