Best Investors Account Sign in

Michael Anthony Procaccio

Cetera Investment Advisers LLC

Roselle, IL

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2004-05-21
  • IL RA
    APPROVED
    Since 2004-05-21

Branch Locations

24 E. Irving Park Road, Roselle, IL 60172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pro The Financial Services Schamburg IL 10/1977 Present
Cetera Financial Specialists Llc Schaumburg IL 05/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2004 Present
Pro Financial Services Group Inc Roselle IL 07/2013 Present
  • 10/1977 → Present
    Pro The Financial Services
    Schamburg, IL
  • 05/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 05/2004 → Present
    Schaumburg, IL
  • 07/2013 → Present
    Pro Financial Services Group Inc
    Roselle, IL
Previous Registrations
  • 2002-09-03 → 2003-12-31
    Nsa Securities Corporation
    Schaumburg, IL
Other Businesses

1) PRO FINANCIAL SERVICES GROUP, INC - NOT INVESTMENT RELATED - 927 ROSELLE ROAD SCHAUMBURG IL 60193 - TAX PREPARATION, BOOKKEEPING, PAYROLL SERVICES, TAX SERIVCES, REAL ESTATE - PRESIDENT - STARTED 1/1/77 - 20HRS/WEEK - TAX PREPARATION, PAYROLL, BOOKKEEPING SERVICES - DUTIES: MANAGE EMPLOYEES, PREPARE TAXES, COMMUNICATE WITH CLIENTS - (NOTE: NUMBER OF HRS WORKED PER WEEK ARE NOT INDICATED ON ACTIVITY FORM) - THIS BUSINESS IS A C-CORPORATION, I AM 100% SHAREHOLDER. 2) MICHAEL A PROCACCIO - NOT INVESTMENT RELATED - SAME ADDRESS AS ABOVE - OWNER - SINCE 5/2004 - R.E.SALES. 3) MICHAEL A PROCACCIO - NOT INVESTMENT RELATED - SAME ADDRESS AS ABOVE - OWNER - SINCE 10/2001 - 1/2HR/WEEK - HEALTH INSURANCE SALES; BLUE CROSS/BLUE SHIELD. 4) RENTAL PROPERTIES; NOT INV REL; CHICAGO, IL; OWNER; START DATE 1/1/05; 2 HRS/MTH, NONE DURING SECURITIES TRADING HRS: 5)PRO FINANCIAL SERVICES GROUP INC., DBA FOR INVESTMENT RELATED AND TAX BUSINESS, SAME AS REGISTERED LOCATION, WEALTH MANAGEMENT AND TAX SERVICES, START 07/24/2013, 40+ HRS/WK: 5)PRO FINANCIAL SERVICES GROUP, INC., NON-INVESTMENT RELATED AND INVESTMENT-RELATED, SAME ADDRESS AS REGISTERED LOCATION, INCOME TAX SERVICES, ACCOUNTING, INVESTMENT SERVICES,START DATE 01/01/77,40 HRS/WK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-15
S63 Uniform Securities Agent State Law Examination 1994-08-23
  • S65 Uniform Investment Adviser Law Examination
    1997-12-15
  • S63 Uniform Securities Agent State Law Examination
    1994-08-23
Other Names
  • Michael Anthony Procaccio
  • Michael Anthony Procaccio

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Roselle, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor