Michael Anthony Procaccio

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1977 → Present
  Pro The Financial Services
  Schamburg, IL
• 05/2004 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 05/2004 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2013 → Present
  Pro Financial Services Group Inc
  Roselle, IL

Previous Registrations

• 2002-09-03 → 2003-12-31
  Nsa Securities Corporation
  Schaumburg, IL

Other Businesses

1) PRO FINANCIAL SERVICES GROUP, INC - NOT INVESTMENT RELATED - 927 ROSELLE ROAD SCHAUMBURG IL 60193 - TAX PREPARATION, BOOKKEEPING, PAYROLL SERVICES, TAX SERIVCES, REAL ESTATE - PRESIDENT - STARTED 1/1/77 - 20HRS/WEEK - TAX PREPARATION, PAYROLL, BOOKKEEPING SERVICES - DUTIES: MANAGE EMPLOYEES, PREPARE TAXES, COMMUNICATE WITH CLIENTS - (NOTE: NUMBER OF HRS WORKED PER WEEK ARE NOT INDICATED ON ACTIVITY FORM) - THIS BUSINESS IS A C-CORPORATION, I AM 100% SHAREHOLDER. 2) MICHAEL A PROCACCIO - NOT INVESTMENT RELATED - SAME ADDRESS AS ABOVE - OWNER - SINCE 5/2004 - R.E.SALES. 3) MICHAEL A PROCACCIO - NOT INVESTMENT RELATED - SAME ADDRESS AS ABOVE - OWNER - SINCE 10/2001 - 1/2HR/WEEK - HEALTH INSURANCE SALES; BLUE CROSS/BLUE SHIELD. 4) RENTAL PROPERTIES; NOT INV REL; CHICAGO, IL; OWNER; START DATE 1/1/05; 2 HRS/MTH, NONE DURING SECURITIES TRADING HRS: 5)PRO FINANCIAL SERVICES GROUP INC., DBA FOR INVESTMENT RELATED AND TAX BUSINESS, SAME AS REGISTERED LOCATION, WEALTH MANAGEMENT AND TAX SERVICES, START 07/24/2013, 40+ HRS/WK: 5)PRO FINANCIAL SERVICES GROUP, INC., NON-INVESTMENT RELATED AND INVESTMENT-RELATED, SAME ADDRESS AS REGISTERED LOCATION, INCOME TAX SERVICES, ACCOUNTING, INVESTMENT SERVICES,START DATE 01/01/77,40 HRS/WK

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-15
• S63 Uniform Securities Agent State Law Examination
  1994-08-23

Other Names

• Michael Anthony Procaccio
• Michael Anthony Procaccio