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Steven Richard Schumacher

Wells Fargo Clearing Services, LLC

Janesville, WI

Tomahawk, WI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-29
WI RA APPROVED 2009-03-25
  • TX RA
    APPROVED
    Since 2020-01-29
  • WI RA
    APPROVED
    Since 2009-03-25

Branch Locations

400 Midland Ct Ste 103, Janesville, WI 53546 • United States

Tomahawk, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Janesville WI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Janesville WI 11/2016 Present
Other Businesses

RENTAL PROPERTY; INV RELATED; STOUGHTON, WI; RESIDENTIAL; 100% OWNERSHIP; START 10/30/2015; 0.50 HOURS PER MONTH, 0 DURING TRADING; LANDLORD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-26
S63 Uniform Securities Agent State Law Examination 1994-08-26
  • S65 Uniform Investment Adviser Law Examination
    1999-06-26
  • S63 Uniform Securities Agent State Law Examination
    1994-08-26
Designations

View on SEC IAPD

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THRIVENT INVESTMENT MANAGEMENT INC.
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Other Investors

Jennifer Rebecca Schwarze
Ethan C Dahlberg
Hannah Brooke Campbell
DEREK MICHAEL GREENE
BRIAN JOHN DONNELLY
GENISE MARIE BRANDT
ELIZABETH A BERGMANN
SEAN MICA KNOTT

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Janesville, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Janesville, WI
JOHNSON WEALTH INC. · Janesville, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · JANESVILLE, WI
LPL FINANCIAL LLC · JANESVILLE, WI
BELPOINTE ASSET MANAGEMENT LLC · JANESVILLE, WI
BELPOINTE ASSET MANAGEMENT LLC · Janesville, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Janesville, WI

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