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540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-14 |
| TX | RA | APPROVED_RES | 2020-12-04 |
Branch Locations
6400 Sheridan Drive Suite 220, Amherst, NY 14221 • United States
540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 07/2006 | 12/2020 |
| Bank Of America, N.A. | Williamsville | NY | 07/2011 | 12/2020 |
| Snowden Lane Partners | New York | NY | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-17 |
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