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Kenneth T Walcyk

Cetera Investment Advisers LLC

Fayetteville, NY

Endicott, NY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-12-03
  • NY RA
    APPROVED
    Since 2021-12-03

Branch Locations

7000 E Genesee St Bldg D, Fayetteville, NY 13066 • United States

111 Grant Avenue Suite 2018, Endicott, NY 13760 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Syracuse NY 07/2012 07/2017
Mml Investors Services, Llc Syracuse NY 03/2017 07/2017
Pruco Securities Llc Fayetteville NY 07/2017 12/2021
Prudential Insurance Company Of America Fayetteville NY 07/2017 12/2021
Cetera Investment Services Llc St Cloud MN 11/2021 Present
Cetera Investment Advisers Llc Endicott NY 11/2021 Present
  • 07/2012 → 07/2017
    Metlife Securities Inc
    Syracuse, NY
  • 03/2017 → 07/2017
    Mml Investors Services, Llc
    Syracuse, NY
  • 07/2017 → 12/2021
    Pruco Securities Llc
    Fayetteville, NY
  • 07/2017 → 12/2021
    Prudential Insurance Company Of America
    Fayetteville, NY
  • 11/2021 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 11/2021 → Present
    Cetera Investment Advisers Llc
    Endicott, NY
Previous Registrations
Other Businesses

1) WALCYK FINANCIAL SERVICES DBA FOR MARKETING PURPOSES, 100% OWNER 2) CO-TRUSTEE FOR THE JOYCE IRREVOCABLE TRUST; SISTER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-23
S63 Uniform Securities Agent State Law Examination 1995-01-12
  • S66 Uniform Combined State Law Examination
    2000-10-23
  • S63 Uniform Securities Agent State Law Examination
    1995-01-12
Other Names
  • Kenneth Theodore Walcyk
  • Kenneth Walcyk

View on SEC IAPD

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VANDERBILT ADVISORY SERVICES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CITIZENS SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

STEPHANE FRANCIS LASHER
AARON M CAHILL
RICHARD ARTHUR LUDINGTON
TONIA LEE GREEN
KRISTIN JOYCE WALTS
CHRISTOPHER HOWARD DEVOE
JENNIFER M VALLEY
BRENDAN E DUNUWILA

Other Offices

VOYA FINANCIAL ADVISORS, INC. · FAYETTEVILLE, NY
CETERA INVESTMENT ADVISERS LLC · FAYETTEVILLE, NY
LPL FINANCIAL LLC · FAYETTEVILLE, NY
CONSTELLATION ASSET MANAGEMENT, INC. · FAYETTEVILLE, NY
LPL FINANCIAL LLC · FAYETTEVILLE, NY
COMMONWEALTH FINANCIAL NETWORK · Fayetteville, NY
VANDERBILT ADVISORY SERVICES · Fayeteville, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FAYETTEVILLE, NY

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