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Richard Arthur Ludington

Voya Financial Advisors, Inc.

Fayetteville, NY

Melville, NY

CRD 2738389

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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-13
NJ RA APPROVED 2013-11-13
  • NY RA
    APPROVED
    Since 2021-05-13
  • NJ RA
    APPROVED
    Since 2013-11-13

Branch Locations

7000 E Genesee St Bldg B, Fayetteville, NY 13066 • United States

One Huntington Quadrangle Suite 1C01, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Fayetteville NY 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Fayetteville, NY
Previous Registrations
  • 2005-10-07 → 2011-01-03
    Voya Financial Partners, Llc
    Latham, NY
    Fayetteville, NY
    Williamsville, NY
    East Syracuse, NY
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 7000 E GENESEE ST # A; FAYETTEVILLE; NY; 13066; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/12/2013; 5; 5; SALES OF FIXED INSURANCE PRODUCTS|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-06
S63 Uniform Securities Agent State Law Examination 1996-05-17
  • S66 Uniform Combined State Law Examination
    2005-10-06
  • S63 Uniform Securities Agent State Law Examination
    1996-05-17
Other Names
  • Richard Arthur Ludington
  • Rich Ludington

View on SEC IAPD

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