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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2022-03-23 |
| TX | RA | APPROVED | 2022-03-22 |
Branch Locations
5255 North Edgewood Drive Suite 275, Provo, UT 84604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Provo | UT | 06/2009 | 11/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Provo | UT | 11/2018 | 03/2022 |
| Morgan Stanley | Provo | UT | 03/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2022 | Present |
| Citigroup Global Markets Inc. | Provo | UT | 05/1999 | 11/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-22 |
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