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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-11
NC RA APPROVED 2010-10-04
  • TX RA
    APPROVED_RES
    Since 2012-07-11
  • NC RA
    APPROVED
    Since 2010-10-04

Branch Locations

501 N Main St, High Point, NC 27260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Winston-Salem NC 10/2010 Present
Bank Of America, N.A. Winston-Salem NC 01/2011 Present
Previous Registrations
  • 2009-06-01 → 2010-10-29
    Winston-Salem, NC
  • 2006-02-21 → 2009-06-01
    Winston-Salem, NC
    Winston-Salem, NC
    New York, NY
    Winston-Salem, NC
  • 2002-11-04 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Winston Salem, NC
  • 1999-03-29 → 2002-11-15
    Scott & Stringfellow, Llc
    Winston-Salem, NC
Other Businesses

I*78709 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LEONARD BLOCK COMPANY INVESTMENT RELATED: N ADDRESS OF BUSINESS: 2390 MIDWAY SCHOOL ROAD, WINSTON-SALEM, NORTH CAROLINA 27107 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/1/2015 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM A SILENT PARTNER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-08
S63 Uniform Securities Agent State Law Examination 1996-10-14
  • S65 Uniform Investment Adviser Law Examination
    1999-03-08
  • S63 Uniform Securities Agent State Law Examination
    1996-10-14
Other Names
  • Vicky T Leonard
  • Vicky Constance Leonard
  • Vicky Tsiteras Leonard
  • Vicky Ts Leonard
  • Vicky Ts Tsitseras Leonard
  • Vicky T Leonard

View on SEC IAPD

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