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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-06
TX RA APPROVED 2024-08-02
  • FL RA
    APPROVED
    Since 2024-08-06
  • TX RA
    APPROVED
    Since 2024-08-02

Branch Locations

407 Wekiva Springs Rd Ste 215, Longwood, FL 32779 • United States

407 Wekiva Springs Road Suite 215, Longwood, FL 32779 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Orlando FL 10/2014 06/2024
Arbor Point Advisors Orlando FL 10/2014 Present
Osaic Wealth, Inc. Longwood FL 06/2024 08/2024
Lpl Financial 407 Wekiva Springs Rd. Ste 215 FL 08/2024 Present
  • 10/2014 → 06/2024
    Securities America, Inc.
    Orlando, FL
  • 10/2014 → Present
    Arbor Point Advisors
    Orlando, FL
  • 06/2024 → 08/2024
    Osaic Wealth, Inc.
    Longwood, FL
  • 08/2024 → Present
    Lpl Financial
    407 Wekiva Springs Rd. Ste 215, FL
Previous Registrations
  • 2014-11-13 → 2024-08-02
    Arbor Point Advisors
    Longwood, FL
  • 2011-05-03 → 2014-10-31
    Orlando, FL
  • 2005-04-22 → 2005-12-16
    Raymond James Financial Services, Inc.
    Orlando, FL
    Orlando, FL
    Maitland, FL
  • 2002-07-22 → 2005-04-11
    Orlando, FL
Other Businesses

1) 06/2024 - Aileron Wealth Management,PLLC / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2) 06/2024 - Fixed Insurance - Aileron Wealth Management / Non-Variable Insurance / Inv. Related / Longwood, FL / Start date 10/08/2014 / 4 Hrs per month - 2 % Time Spent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-25
S63 Uniform Securities Agent State Law Examination 1995-12-12
  • S65 Uniform Investment Adviser Law Examination
    2000-07-25
  • S63 Uniform Securities Agent State Law Examination
    1995-12-12
Designations
Other Names
  • Mark D Loop

View on SEC IAPD

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