Thomas Robert Rogers

Employer firm

Financial Transparency CRD 297713

$322M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1981 → Present
  Sweetwater Law Offices, Plc
  Longwood, FL
• 05/2000 → Present
  Wealth Strategies
  Deer Island, FL
• 03/2011 → 08/2018
  Cssc Brokerage Services, Inc.
  Longwood, FL
• 03/2011 → 08/2018
  Trustee Empowerment & Protection, Inc.
  Longwood, FL
• 08/2018 → Present
  Envision Financial Transparency, Llc
  Greeensboro, NC

Previous Registrations

• 2011-05-03 → 2018-09-04
  Trustee Empowerment & Protection, Inc.
  Longwood, FL
• 2000-03-07 → 2010-01-04
  Valmark Advisers, Inc.
  Longwood, FL

Other Businesses

WEALTH STRATEGIES COLLOBRATIVE, INC., NON INVESTMENT, 29012 ISLAND CLUB DRIVE DEER ISLAND FL 32778, CONSULTING WITH CLIENTS & OTHER PROFESSIONALS, PRESIDENT, 5/16/00, 64 HRS/MONTH, CONSULTING WITH CLIENTS & WITH OTHER PROFESSIONALS; CORNERSTONE ADVISORY CONSULTING, LLC, INVESTMENT RELATED, 900 FOX VALLEY DR SUITE 102, LONGWOOD FL 32779, FINANCIAL SERVICES, OWNER, 6/1/11, MANAGERIAL AND SERVICING CLIENTS. WEALTH STRATEGIES COLLABORATIVE, LLC; POSITION: MANAGER; INVESTMENT RELATED: YES; LOCATION; 900 FOX VALLEY DRIVE, SUITE 102, LONGWOOD, FL 32779; DESCRIPTION OF THE BUSINESS: HARD MONEY LOANS; BUSINESS STARTED: 7/3/2018; DURING TRADING HOURS: 10 HOUR - DURING OUTSIDE TRADING HOURS: 25 HOUR - EXPECTED TOTAL YEARLY COMPENSATION DERIVED FROM THE BUSINESS: 10%

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-25
• S63 Uniform Securities Agent State Law Examination
  1999-03-31

Other Names

• Thom Rogers