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Timothy Nicholas Mudd

Pointer Financial Advisors LLC

Columbia, MD

CRD 2521026

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Employer firm

Pointer Financial Advisors LLC CRD 326745

$176M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pointer Financial Advisors Llc

10500 Little Patuxent Parkway Suite 460, Columbia, MD 21044 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-09-18
  • MD RA
    APPROVED
    Since 2023-09-18

Branch Locations

10500 Little Patuxent Parkway Suite 460, Columbia, MD 21044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chesapeake Financial Advisors Towson MD 03/1999 06/2023
Pointer Financial Advisors Llc Highland MD 07/2023 08/2023
Pointer Financial Advisors Llc Columbia MD 08/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-07-14
  • S65 Uniform Investment Adviser Law Examination
    1994-07-14

View on SEC IAPD

Nearby Firms

CETERA INVESTMENT ADVISERS LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC

Nearby Investors

KEVIN MICHAEL LINK
CHRISTOPHER ANTHONY SCHIPSKE
CHRISTOPHER ANTHONY SADOWSKI

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD

More in Columbia, MD

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