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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2015-07-07 |
Branch Locations
800 Shades Creek Parkway Suites 750 & 775, Birmingham, AL 35209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Birmingham | AL | 07/2015 | Present |
1. RMACK, LLC; 605 WEST WASHINGTON STREET EUFAULA AL 36027; LAND AND TIMBER; MINORITY OWNER; DUTIES: NONE; 0 HOURS PER DAY; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 2. Carriage Place Condominium Owners Association; Carriage Place, Mountain Brook, AL 35223; Homeowners Association Alabama Non Profit Organization; Board Member; Managerial duties; 01/02/2023; 1 Hour per Month; Not during securities trading hours; Not Investment-Related. 3. 6395 Airport Boulevard, LLC; 2630 Carriage Place Birmingham AL 35223; Commercial real estate investment; owner; 12/31/2023; 5.00hrs/month; Not during securities trading hours; Investment-Related. 4. Wildfire Unlimited; 2630 Carriage Place Mountain Brook, AL 35223; LLC; to hold Real Estate; its a personal LLC; 06/17/2026; 2hrs/mth; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-08 |
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