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Alyssa Leigh Prettyman-Ion

Janney Montgomery Scott LLC

Oil City, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-10-20
OH RA APPROVED 2008-10-16
TX RA APPROVED_RES 2008-10-10
PA RA APPROVED 2005-06-25
  • NC RA
    APPROVED
    Since 2009-10-20
  • OH RA
    APPROVED
    Since 2008-10-16
  • TX RA
    APPROVED_RES
    Since 2008-10-10
  • PA RA
    APPROVED
    Since 2005-06-25

Branch Locations

36 Seneca Street, Oil City, PA 16301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 06/2005 Present
Previous Registrations
  • 2005-04-28 → 2005-06-25
    Parker/Hunter Incorporated
    Oil City, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-17
S63 Uniform Securities Agent State Law Examination 1998-11-18
  • S65 Uniform Investment Adviser Law Examination
    2000-04-17
  • S63 Uniform Securities Agent State Law Examination
    1998-11-18
Other Names
  • Alyssa Leigh Gierling
  • Alyssa Leigh Prettyman

View on SEC IAPD

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