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Howard Thomas Gierling

Janney Montgomery Scott LLC

Oil City, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2010-04-27
CO RA APPROVED 2010-04-22
WA RA APPROVED 2010-04-22
AZ RA APPROVED 2010-02-19
NC RA APPROVED 2009-10-20
OH RA APPROVED 2008-10-17
TX RA APPROVED_RES 2008-10-06
PA RA APPROVED 2005-06-25
  • WV RA
    APPROVED
    Since 2010-04-27
  • CO RA
    APPROVED
    Since 2010-04-22
  • WA RA
    APPROVED
    Since 2010-04-22
  • AZ RA
    APPROVED
    Since 2010-02-19
  • NC RA
    APPROVED
    Since 2009-10-20
  • OH RA
    APPROVED
    Since 2008-10-17
  • TX RA
    APPROVED_RES
    Since 2008-10-06
  • PA RA
    APPROVED
    Since 2005-06-25

Branch Locations

36 Seneca Street, Oil City, PA 16301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Oil City PA 06/2005 Present
Previous Registrations
  • 2005-04-22 → 2005-06-25
    Parker/Hunter Incorporated
    Oil City, PA
Other Businesses

1) Masonic Hall Association; Oil City, PA; Secretary; Countersign with main signer, assure bills are paid, minutes of meetings; .5hrs/month; Not investment-related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-27
S63 Uniform Securities Agent State Law Examination 1990-08-10
  • S65 Uniform Investment Adviser Law Examination
    1992-11-27
  • S63 Uniform Securities Agent State Law Examination
    1990-08-10

View on SEC IAPD

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