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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-26 |
| CT | RA | APPROVED | 2005-06-03 |
Branch Locations
4 Water Street 2Nd Floor, Chester, CT 06412 • United States
11 Wawecus Street, Norwich, CT 06360 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 06/2005 | Present |
| Norwich Financial, Llc | Norwich | CT | 06/2005 | Present |
1. INSURANCE SALES CONDUCTED UNDER 'NORWICH FINANCIAL, LLC'; CONDUCTED FROM BRANCH OFFICE; INVESTMENT RELATED. 2. NORWICH BUSINESS EXCHANGE, LLC. CO-OWNER; COMMERCIAL REAL ESTATE; INVESTMENT RELATED 3. NORWICH FINANCIAL, LLC - SOLE OWNER OF ENTITY CREATED FOR SECURITIES BUSINESS, INVESTMENT RELATED. 4. TRUSTEE; FAMILY RELATED TRUSTS; NOT CONDUCTED AT BRANCH; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-14 |
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