John Arthur Raudat

Current Employers

Employment History

• 09/2011 → Present
  Lpl Financial Llc
  Chester, CT
• 09/2011 → Present
  Private Advisor Group, Llc
  Chester, CT

Previous Registrations

• 2003-03-14 → 2011-09-30
  Securities America Advisors, Inc.
  Chester, CT
  Chester, CT
• 1999-09-15 → 2003-04-30
  Veravest Investment Advisors, Inc.
  Glastonbury , CT

Other Businesses

1. 09/30/2011 - Tycoon Holdings, LLC - INV REL - Real Estate Rental - Owns office building - also has an apt attached to it for rent 2. 09/30/2011 - Non-Variable Insurance - INV REL - 5% TIME SPENT - Fixed Life & Annuities - Heath 3. 01/26/2012 - Private Advisor Group, LLC - INV REL - Registered Investment Advisor - 95% TIME SPENT - (Hybrid) Advisory Services provided by RIA 4. 05/29/2012 - Private Advisor Group - DBA: Canoga Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - 95% TIME SPENT - (Hybrid) Managing Member, financial planner. 5. 09/03/2013 - Canoga Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 6. 6/28/2016: Private Advisor Group - DBA: (Hybrid) Rocketvest.com - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/01/2016 - 5 Hours Per Month/0 Hours During Securities Trading. 7. 11/21/2018 - Superfly Racing LLC - Not Investment Related - 559 Route 81 Killingworth CT 06419, and at a racetrack near you. - Other-Automobile Racing - Team Owner, Racing Driver, Spokesman & Driving Coach - Started 11/01/2018 - 40 Hours Per Month/0 Hours During Securities Trading. 8. 2/20/2019 - Private Advisor Group - DBA: (Hybrid) Rocket Retirement LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 02/01/2019 - 60 Hours Per Month/60 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 2/20/2019. I expect to spend approximately 60 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 2/22/2019 - Rocket Retirement LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2019 - 60 Hours Per Month/60 Hours During Securities Trading. 10. 01/30/2026 - Other - eVTOL dealership - Owner - Not Investment Related - Chester, CT - Start Date 12/08/2025 - 1 hour per month

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-08
• S63 Uniform Securities Agent State Law Examination
  1998-04-23