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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-25
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

6 Corporate Drive, Shelton, CT 06484 • United States

Westport, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Stamford CT 01/2016 03/2017
Massachusetts Mutual Life Insurance Company Shelton CT 07/2016 Present
Mml Investors Services, Llc Shelton CT 03/2017 Present
  • 01/2016 → 03/2017
    Metlife Securities Inc
    Stamford, CT
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Shelton, CT
  • 03/2017 → Present
    Shelton, CT
Previous Registrations
Other Businesses

NAME: VICTOR GARRA INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: INSURANCE SALES - LIFE INSURANCE, DISABILITY, LTC, FIXED ANNUITIES, AND HEALTH POSITION: INDEPENDENT INSURANCE AGENT START DATE: 03/10/2023 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 8 DESCRIBE DUTIES: SALES AND SERVICE OF OUTSIDE INSURANCE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-09
S63 Uniform Securities Agent State Law Examination 1996-02-23
  • S65 Uniform Investment Adviser Law Examination
    1998-09-09
  • S63 Uniform Securities Agent State Law Examination
    1996-02-23
Other Names
  • Victor C Garra

View on SEC IAPD

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