Victor Christopher Garra

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 03/2017
  Metlife Securities Inc
  Stamford, CT
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Shelton, CT
• 03/2017 → Present
  Mml Investors Services, Llc
  Shelton, CT

Previous Registrations

• 2016-02-05 → 2017-03-25
  Msi Financial Services, Inc.
  Stamford, CT
• 2009-03-06 → 2016-02-04
  Ameriprise Financial Services, Llc
  Westport, CT
  Greenwich, CT
  Westport, CT
• 2005-11-25 → 2009-03-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fairfield, CT
• 1998-11-13 → 2005-12-02
  Ubs Financial Services Inc.
  New York, NY

Other Businesses

NAME: VICTOR GARRA INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: INSURANCE SALES - LIFE INSURANCE, DISABILITY, LTC, FIXED ANNUITIES, AND HEALTH POSITION: INDEPENDENT INSURANCE AGENT START DATE: 03/10/2023 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 8 DESCRIBE DUTIES: SALES AND SERVICE OF OUTSIDE INSURANCE

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-09
• S63 Uniform Securities Agent State Law Examination
  1996-02-23

Other Names

• Victor C Garra