David Patrick Kurcon

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Stifel, Nicolaus & Company, Incorporated
  Canfield, OH

Previous Registrations

• 2006-08-09 → 2009-09-25
  Ubs Financial Services Inc.
  Weehawken, NJ
  Canfield, OH
• 2005-07-06 → 2006-08-07
  Chase Investment Services Corp.
  Canfield, OH
  Youngstown, OH
  Chicago, IL
• 2004-11-04 → 2005-07-06
  Banc One Securities Corporation
  Canfield, OH

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-07
• S63 Uniform Securities Agent State Law Examination
  1995-03-10

Other Names

• David Patrick Kurcon
• Dave Patrick Kurcon