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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-09-04 |
Branch Locations
4201 Bee Caves Road # C-108, Austin, TX 78746 • United States
The Hills, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Austin | TX | 09/2007 | Present |
1. 08/03/2007 - Quartz Financial - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 2/27/2023 - No Business Name - Investment Related - Real Estate Rental - Start Date - 02/22/2023 - 1 Hours Per Month/0 Hours During Securities Trading 3. 06/22/2023 - Sudden Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 6/22/2023 4. 03/04/2024 - SWC Publishing, LLC - Other - publishing and promotion - Not Investment Related - Home Based - Start Date 07/26/2023 - 5 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-22 |
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